FINRA, the Financial Regulatory Authority, recently issued new guidelines concerning the use of Social Networking sites by securities firms and brokers. This new guideline, published in Regulatory Notice 10-06 covers aspects of how brokers can use Facebook, Myspace, Twitter, LinkedIn, and other social networking sites.
These guidelines impose additional record keeping requirements, and also clarify suitability, training, and monitoring requirements for online activities. If you’d like more information about how this can impact your firm’s activities, please contact Central Florida Technology Solutions at 863-226-4079.
Let's have a FREE talk about your organization's IT needs. »Phone: (863) 226-4079
August 21st, 2011
8/22/2011 Lakeland, FL – Central Florida Technology Solutions launches new free computer monitoring service for small businesses today. The service, offered to businesses with 1 to 100 computers was developed based on CFTS’s strong experience managing small business networks. “Not every business needs the level of monitoring and proactive management that we offer to our [...]
August 21st, 2011
Join CFTS President and CEO Bobby Kuzma for a webinar on data loss prevention on Tuesday, August 30th, 2011. Bobby will be joined by: Aaron Goldberg, VP, Market Experts Group with Ziff-Davis Enterprise Elliot Markowitx, SVP, Director of Content with Ziff-Davis Enterprise Megan Swanson, Manager of Security Cross Brand Marketing, IBM Software Group You can [...]